Financial Services Act
The purpose of the following information is to meet the disclosure requirements for financial service providers as stipulated in Art. 8f. of the Financial Services Act (“FINSA”). It is neither intended for promotional activities nor does it represent an offer of financial services or instruments.
Business Activity of the Company
RML Advisory Ltd., hereinafter "RML Advisory," is an independent alternative investment advisor based in Zurich and is subject to the Swiss Financial Services Act (FINSA) as a financial services provider.
RML Advisory offers hedge fund advisory services for professional and institutional investors (Pension Funds, Endowments, Multi-Familiy Offices).
In additon, we work with regulated partners to launch multi-manager hedge fund portfolios in the form of actively managed certificates and/or Alternative Investment Funds, acting as "investment advisor" or "sponsor."
We also distribute alternative investment strategies in the form of collective investment schemes to professional and institutional clients, in particular Private Equity, Private Debt, and Infrastructure.
Ombudsman's Office
In accordance with Art. 74 et seq. FINSA, RML Advisory is affiliated with the Ombudsman for Financial Services (OFD), Bleicherweg 10, CH-8002 Zurich.
In the event of a dispute with the company, private clients within the meaning of Art. 4(2) FINSA and professional clients within the meaning of Art. 5(1) FINSA may initiate mediation proceedings through the Ombudsman.
Cost Information
Fees and costs arising in connection with our services are disclosed to clients before the contract is concluded and are set out in detail in the relevant contractual documents.
Additional costs and fees may be charged indirectly — for example, ongoing fund expenses that reduce fund returns. These are detailed in the relevant contractual documents and/or product descriptions, and may also be requested directly from RML Advisory.
Third-Party Payments
In connection with distribution and marketing services, RML Advisory may receive compensation from third parties. Such compensation does not constitute a retrocession but represents a fee for distribution services provided by RML Advisory to the third-party provider.
This fee is borne by the provider and does not affect the cost structure of the financial instrument beyond what is disclosed in the subscription documents.
Range of Products Considered
RML Advisory provides financial services using a range of financial products. Some of these are developed in-house by RML Advisory and issued, managed, or controlled by regulated third-party entities — including collective investment schemes and structured products. In addition, RML Advisory offers financial products sourced from third-party providers, ensuring clients have access to a diversified range of investment options.
Conflicts of Interest
RML Advisory has implemented appropriate organizational and administrative measures to prevent or mitigate conflicts of interest that could arise in the provision of financial services and that might adversely affect clients' interests. A series of controls ensures that our policies and rules on conflicts of interest remain appropriate and are consistently observed.